1267 - Ordinance - Amending Ordinance 1264 Waterworks UtilityCITY OF PORT ORCHARD, WASHINGTON
ORDINANCE NO. 126"1.—
AN ORDINANCE relating to the Waterworks Utility
of the City; amending section 2 of Ordinance No. 1264
with respect to the amount of proceeds of the "Water
and Sewer Revenue Bonds, 1984" of the City to be
deposited in the 1.984 Refunding Fund created by that
ordinance; amending section 3 of Ordinance No. 1264
with respect to the beginning cash balance in the
Refunding Fund.
THE CITY COUNCIL OF THE CITY OF PORT ORCHARD DO ORDAIN, as
follows:
Section 1. Section 2 of Ordinance No. 1264 is amended to
read as follows:
Section 2. For the purpose of providing the funds with
which to:
(1) (a) pay the principal of and interest on
the 1962 Bonds as the same shall become due
until their final maturity on October 1, 1986;
(b) pay the principal of and interest on
the 1.963 Bonds as the same shall become due on
their final maturity on June 1, 1984;
(c) pay the principal of and interest on
the 1973 Bonds as the same shall become due
until their final maturity on December 1, 1994;
(d) pay the principal of and interest on
the 1977 Bonds as the same shall become due
until their final maturity on December 1, 2017;
and
(2) provide a part of the funds to pay the costs of the
Improvements; and
(3) pay the cost and expense of issuing the Bonds; there
shall be issued and sold the Bonds in the principal amount of
$6,450,000. The Bonds shall be serial in form; shall be dated
April 1, 1984; shall be in denominations of $5,000 each or any
integral multiple thereof within a single maturity; shall be
numbered separately and in the manner and with any additional
designation as the Bond Registrar deems necessary for the
purpose of identification; and shall bear interest payable on
April 1, 1985, and semiannually thereafter on each succeeding
October 1 and April 1, and mature on April 1 of each year in
accordance with the following schedule:
Interest
Maturity
Amounts
_ Rates
Years
$900,000
6.25%
1985
275,000
6.50
1986
275,000
7.00
1987
275,000
7.50
1988
275,000
7.75
1989
275,000
8.00
1990
275,000
8.25
1991
300,000
8.50
1992
300,000
8.75
1993
300,000
9.00
1994
300,000
9.20
1995
300,000
9.40
1996
300,000
9.50
1997
300,000
9.60
1998
300,000
9.70
1999
300,000
9.75
2000
300,000
9.80
2001
300,000
9.85
2002
300,000
9.875
2003
300,000
9.875
2004
The fiscal agency or agencies of the State of Washington,
serving as such at any given time material to this ordinance, is
appointed as Bond Registrar.
The Bonds shall be issued only in registered form as to
both principal and interest on books or records maintained by
the Bond Registrar (the "Bond Register"). Such Bond Register
shall contain the name and mailing address of the owner of each
Bond or nominee of such owner and the principal amount and
number of Bonds held by each owner or nominee.
Upon surrender thereof to the Bond Registrar, Bonds are
Interchangeable for Bonds in any authorized denomination of an
equal aggregate principal amount and of the same interest rate
and maturity. Bonds may be transferred only if endorsed in the
manner provided thereon and surrendered to the Bond Registrar.
Such exchange or transfer shall be without cost to the owner or
transferee.
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Both principal of and interest on the Bonds shall be
payable in lawful money of the United States of America solely
out of the Bond Fund. Interest on the Bonds shall be paid by
check or draft mailed to the registered owners or nominees at
the addresses appearing on the Bond Register on the 15th day of
the calendar month immediately preceding the interest payment
date. Principal of the Bonds shall be payable upon presentation
and surrender of the Bonds by the registered owners at either
principal office of the Bond Registrar in Seattle, Washington,
or New York, New York, at the option of such owners.
The Bond Registrar shall keep, or cause to be kept, at its
principal corporate trust office, sufficient books for the
registration and transfer of the Bonds, which shall at all times
be open to inspection by the City. The Bond Registrar is
authorized, on behalf of the City, to authenticate and deliver
Bonds transferred or exchanged in accordance with the provisions
of such Bonds and this ordinance and to carry out all of the
Bond Registrar's powers and duties under this ordinance.
The Bond Registrar shall be responsible for its represen-
tations contained in the Registrar's Certificate of Authentica-
tion on the Bonds. The Bond Registrar may become the owner of
Bonds with the same rights it would have if it were not the Bond
Registrar, and to the extent permitted by law, may act as
depository for and permit any of its officers or directors to
act as a member of, or in any other capacity with respect to,
any committee formed to protect the rights of Bond owners.
The City reserves the right to redeem the Bonds maturing on
or after April 1, 1995, prior to their stated maturity dates as
a whole, or in part in inverse order of maturity (and by lot
within a maturity in such manner as the Bond Registrar shall
determine), on April 1, 1994, and on any interest payment date
thereafter, at the redemption prices (expressed as percentages
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of principal amount) set forth in the following table, together
with accrued interest to the date of redemption:
Redemption Dates Redemption Price
April
1,
1994
and
October 1, 1994 . . .
. . 1.02%
April
1,
1995
and
October 1, 1995 . . .
. . 101
April
1,
1996
and
thereafter . . . . .
. . 100
Whenever Bonds are redeemed in part within a maturity,
portions of the principal amount of any Bond within such matur-
ity may be redeemed, in amounts of $5,000 or any integral
multiple of $5,000. If less than all of the principal amount of
any Bond is redeemed, upon surrender of such Bond at the princi-
pal office of the Bond Registrar there shall be issued to the
registered owner, without charge therefor, a new Bond or Bonds,
at the option of the registered owner, of like maturity and
interest rate in the total principal amount of the uncalled
portion of such Bond in any of the denominations authorized by
this ordinance.
Notice of any intended redemption prior to maturity shall
be given not less than 30 nor more than 60 days prior to the
date fixed for redemption by first class mail, postage prepaid,
to the registered owner of any Bond to be redeemed at the
address appearing on the Bond Register. The requirements of
this section shall be deemed to be complied with when notice is
mailed as herein provided whether or not it is actually received
by the owner of any Bond. The interest on the Bonds so called
for redemption shall cease on the date fixed for redemption and
such Bonds shall no longer be deemed to be outstanding, unless
such Bond or Bonds so called are not redeemed upon presentation
made pursuant to such call. In addition, such redemption notice
shall be mailed within the same period, postage prepaid, to
Moody's Investors Service, Inc., and Standard & Poor's Corpora-
tion at their offices in New York, New York, or their succes-
sors, and to Foster & Marshall/American Express Inc. and Terry
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Thompson & Co. at their offices in Seattle, Washington, but such
mailing to those New York and Seattle firms shall not be a
condition precedent to the redemption of such Bonds.
The City further reserves the right to purchase any of the
Bonds or Future Parity Bonds on the open market at any time at a
price not in excess of the next optional redemption price plus
accrued interest to date of purchase.
The Bonds shall not be a general obligation of the City,
shall be payable solely out of the Bond Fund, and shall be a
valid claim of the owner thereof only as against such Bond Fund
and against the ULID Assessments and the Net Revenues of the
Waterworks Utility of the City pledged herein for the payment of
the Bonds.
Immediately upon receipt of payment in full for the Bonds,
the accrued interest received shall be deposited in the Princi-
pal and Interest Account in the Bond Fund created by Section 4
of this ordinance, $325,314.92 of the principal proceeds shall
be deposited in the 1984 Refunding Fund created by Section 3 of
this ordinance, and the balance of the principal proceeds shall
be deposited in the Construction Fund.
In addition, $767,150 received by the City from the prepay-
ment of assessments levied in ULID No. 1 shall be deposited in
the Reserve Account of the Bond Fund. The following amounts
from the following funds shall be deposited into the 1984
Refunding Fund: $25,187.15 from the "Sewer Revenue Bond Fund,
1962," $12,888.80 from the "Water Revenue Bond Fund, 1963,"
$41,297.54 from the "Water and Sewer Revenue Bond Fund, 1973"
and $35,571.59 from the "Water and Sewer Revenue Bond Fund,
1977."
Section 2. Section 3 of ordinance No. 1264 is amended to
read as follows:
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Section 3. There is created and established in the office
of the Treasurer of the City a special fund to be known and
designated as the "1984 Refunding Fund."
The funds in the 1984 Refunding Fund shall immediately be
used upon receipt thereof to discharge the obligations of the
City under (1) Ordinance No. 690 authorizing the issuance of the
1962 Bonds by providing for the payment as hereinafter set forth
in this section of the principal of and interest on such 1962
Bonds, (2) Ordinance No. 713 authorizing the issuance of the
1963 Bonds by providing for the payment as hereinafter set forth
In this section of the principal of and interest on such 1963
Bonds, (3) Ordinance No. 909 authorizing the issuance of the
1973 Bonds by providing for the payment as hereinafter set forth
in this section of the principal of and interest on such 1973
Bonds, and (4) Ordinance No. 1022 authorizing the issuance of
the 1977 Bonds by providing for the payment as hereinafter set
forth in this section of the principal of and interest on such
1977 Bonds.
To the extent practicable, the City shall discharge such
obligations by the purchase of Acquired Obligations bearing such
interest and maturing as to principal and interest in such
amounts and at such times as to provide for the payment of the
principal of and interest on the 1962 Bonds as the same shall
become due up to and including October 1, 1986, the 1963 Bonds
as the same shall become due up to and including June 1, 1984,
the 1973 Bonds as the same shall become due up to and including
March 1, 1994, and the 1977 Bonds as the same shall become due
up to and including December 1, 2017.
The Acquired Obligations are more particularly described in
Schedule A attached to the Refunding Trust Agreement.
The Acquired Obligations and a beginning cash balance of
$60.00 shall be deposited irrevocably with the Refunding
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Trustee. Any amounts described in this section which are not
provided for in full by the purchase and deposit of the Acquired
Obligations shall be provided for by the irrevocable deposit of
a portion of the proceeds of sale of the Bonds or other money of
the City with the Refunding Trustee.
All the money received as principal of or interest on the
Acquired Obligations shall be held by the Refunding Trustee for
the credit of the City and the 1984 Refunding Fund, shall be
held In trust and shall be used for the sole purpose of paying
the 1962 Bonds, the 1963 Bonds, the 1973 Bonds and the 1977
Bonds as aforesaid.
Any money remaining in the 1984 Refunding Fund after the
payment and retirement in full of the 1962 Bonds, the 1963
Bonds, the 1973 Bonds and the 1977 Bonds as aforesaid shall be
transferred and paid into the Principal and Interest Account,
unless no Bonds or Future Parity Bonds are :outstanding, in which
event such money shall be transferred and paid into the Water
and Sewer Utility Operating Fund of the City. All of the
Acquired Obligations purchased as a part of the refunding plan
are dedicated irrevocably to the purpose thereof set forth in
this ordinance, and such investments or the earnings or the
proceeds therefrom may be used for no other purpose, nor may any
of such investments be liquidated prior to maturity, except that
the City reserves the right to substitute other direct obliga-
tions of the United States of America for any of the Acquired
Obligations and to use any savings created thereby for any
lawful City purpose if such substituted obligations shall be
sufficient to pay the principal and interest on the Refunded
Bonds and if there shall have been obtained at the expense of
the City an opinion from Roberts & Shefelman, bond counsel to
the City, to the City to the effect that the disposition and
substitution or purchase of such securities will not, under the
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statutes, rules and regulations then in force and applicable to
the Bonds, cause the interest on the Bonds not to be exempt from
Federal income taxation and that such disposition and substitu-
tion or purchase is not inconsistent with the statutes and
regulations applicable to the Bonds.
All necessary and proper fees, compensation and expenses of
the Refunding Trustee for the Bonds, all other costs incidental
to the establishment of the escrow to accomplish the refunding
of the 1962 Bonds, the 1963 Bonds, the 1973 Bonds and 1977
Bonds, and the costs relating to the issuance and delivery of
the Bonds, including but not limited to bond printing, rating
agency fees, the premium for MBIA insurance, escrow computation
and certified public accountant verification fees, bond
counsel's fees and other related expenses shall be paid out of
the principal proceeds of the Bonds. The proper officers and
agents of the City are directed to enter into a Refunding Trust
Agreement with the Refunding Trustee setting forth the duties,
obligations and responsibilities of the Refunding Trustee in
connection with the redemption and retirement of the 1962 Bonds,
the 1963 Bonds, the 1973 Bonds and the 1977 Bonds as provided
herein and stating that such provisions and the payment of the
fees, compensation and expenses of such Refunding Trustee are
satisfactory to it.
In order to carry out the purposes of this ordinance, the
Mayor and Treasurer of the City are authorized and directed to
execute the Refunding Trust Agreement and deliver it to the
Refunding Trustee.
Section 3. All actions of the City of Port Orchard, its
officers or employees heretofore taken in conformance with this
ordinance are hereby ratified and confirmed.
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PASSED by the City Council at a regular open public meeting
thereof and APPROVED by
by the Mayor of the City of Port Orchard,
Washington, this leay of �i//G7Z� 1984.
ATTEST:
APPROVED AS TO FORM:
City Attorney
0547p
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Mayor
I, ROBERT G. LLOYD, City Clerk of the City of Port Orchard,
Washington, certify that the attached copy of Ordinance No.
/2-6z is a true and correct copy of the original ordinance
passed on the 2�—A day of ����1`«y(�, 1984, as that
ordinance appears on the Minute Book of thhee/ City.
DATED this��tday of ����i`r`"C— 1984.
0547p
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Parcel No.
Name
5439
Lawrence, Hilda
5469
Lawrence, Hilda
5470
Lawrence, Hilda
3567
Noerenberg, R.W.
3572
Noerenberg, R.W.
3573
Noerenberg, R.W.
3574
Noerenberg, R.W.
5354
Dawson, Jack
3847
Gordon, Adele F.
2838
Deal, Gary
3568
Roos, Alexander V.
5550
Christian Life Center
5523
Christian Life Center
3895
Christian Life Center
3049
West Bay Center
11
West Bav Center
5143
Yacht Club
5144
Yacht Club
5145
Yacht Club
5146
Yacht Club
1615
Yacht Club
5551
Taylor, Charles A.
4185
Keefe, James K.
2851
Sidney Lodge 85 K of
6568
Floyd Haskins/City
Exhibit A
Recommended
Usable
PropertyO
100
97
100
0
0
100
0
81.6
0
100
0
0
0
100
0
100
0
0
0
0
100
0
0
0
Mortgage Services Inc. -
Difference
Final
Assessed
Value
791.25
815.16
791.23
0
791.25
791.25
791.25
3,498.24
965.46
791.25
791.25
791.25
791.25
6,329.98
791.25
22,946.18
791.25
791.25
791.25
791.25
7,912.48
791.25
791.25
4,107.98
791.25
Recommended
Adjusted
Assessment
791.25
791.25
791.25
0
0
791.25
0
2,855.00
0
791.25
0
0
0
6,329.98
0
22,946.18
0
0
0
0
7,912.48
0
0
0
$60,026.73 $43,999.89
$16,026.84